Compliance

 

Our compliance department, headed by the Compliance Officer, is here to make sure that we comply with the guidelines set out by the FSA. You can think of the Compliance Officer as your eyes and ears at JN Financial.

Abiding by the spirit of the law as well as the letter

This means you can be confident that we conduct our business in a manner that conforms to the legal, ethical and regulatory standards required of us. A compliance manual is given to every member of staff, who also receive specialist training in compliance issues. In the event that you have a complaint, the Compliance Officer is your primary contact.

"Clear, fair and not misleading"

Everything we do here at JN Financial should be ‘Clear, Fair and not Misleading’, this includes telephone conversations as well as printed material.

Contact Details

If you have any complaint about our service to you, please put it in writing to:

Compliance Officer
JN Financial Limited

5-7 St Helen’s Place

London

EC3A 6AU


JN Financial Limited is Authorised and Regulated by the Financial Services Authority (FSA). Our FSA Registration Number is 442252.

Issued by:

JN Financial

JN Financial Limited

5-7 St Helen’s Place

London

EC3A 6AU


A copy of our internal complaints procedures are available on request as required by our regulator.

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Winners Magazine Best CFD Trader

Risk Warning

Trading in Contracts for Difference may not be suitable for all investors due to the high risk nature of the product. You may lose all of your initial stake through the use of leverage and may be required to make additional payments by way of margin on a frequent and sometimes daily basis. Failure to do so can result in the closure of part or all of your position.

The value of an investment in a Contract for Difference may be affected by a variety of factors, including but not limited to, price volatility, market volume, foreign exchange rates and liquidity. CFD's are a short term trading tool and commission is charged on the leveraged amount (not the deposit) and therefore costs can build up when frequently traded. You should evaluate potential losses against affordability. JN Financial are authorised to give advice on investments including CFDs, however extended runs of losses as well as profits can occur. Past performance is not necessarily a guide to future performance.

If in any doubt, please seek further independent advice. Tax laws may be subject to change.

JN Financial Limited is authorised and regulated by the Financial Services Authority No. 442252